Project Description

SEC Ghana Website Link

The Securities and Exchange Commission of Ghana (SEC) is the apex regulator for the Securities Market in Ghana.

  • Public Offers of Securities & Collective Investment Schemes

  • Mergers and Acquisition Activities of Public Companies

  • Activities and Conduct of Professional Firms & Professionals

  • Conduct of Investors

  • Investment Managers

  • Brokers & Dealers

  • Custodian Banks

  • Trustees

  • Securities Exchanges & other SROs

  • Public Security Issuers

  • Investment Advisory Firms

  • Depositories

  • Registrars

  • Collective Investment Schemes

  • Issuing Houses

  • Brokers/Dealers

  • Investment Advisors

List of Licensee Firms

Complaints Process

Click to View Process
File a Complaint

Contact Info